Legal

Legal Notices

Site for Information

This site is designed to provide information regarding Arise Wealth Management, LLC and Arise CPA Services, LLC’s (Arise) services and investment philosophy. Each client engagement has unique circumstances that must be properly evaluated for suitability. The use of this site is not in any way an attempt to sell any or market any security products. In addition, this site does not offer any legal or tax advice. You alone will bear the sole responsibility of evaluating the merits and risks associated with the use of any data, information, or content on this site before making any decisions based on such data, information, or content. In exchange for using such data, information, or content, you agree not to hold Arise or its third party content providers liable for any possible claim for damages arising from any decision you make based on information made available to you through this Site.

Risk of Investment

Investments in stocks and bonds and other instruments carry risk. There are no guarantees as to the protection of your principal investment or any possible future growth. Some assets are inherently riskier than others and may not be a suitable investment solution for a specific situation.

Linking

Arise has not reviewed or authorized any sites linking to this site. We do not take responsibility for any websites linking to this site or any links from this site. Following links from and to this site is at your own risk. Arise is not responsible for the content, accuracy, or timeliness and does not make any warranties, expressed or implied, with regard to the information obtained from other websites. These links from AriseWealth.com are provided for navigational purposes only, and should not be construed as either a recommendation or offer to buy or sell any securities.

Indemnity

You agree to indemnify, defend, and hold harmless Arise its subsidiaries and affiliates, and the officers, directors, employees, and agents of Arise and its subsidiaries and affiliates, from and against any and all claims, liabilities, damages, losses, or expenses, including attorney’s fees and costs, arising out of or in any way connected with your access to or use of this site.

Modification

Arise reserves the right to modify any disclaimer on this site as they see fit. We encourage you to review these disclaimers as they may be periodically modified.

IRS Circular 230 Disclosure

Pursuant to the rules of professional conduct set forth in Circular 230, as promulgated by the United States Department of Treasury, nothing contained in this website communication was intended or written to be used by any taxpayer for the purpose of avoiding penalties that may be imposed on the taxpayer by the Internal Revenue Service, and it cannot be used by any taxpayer for such purpose.  No one, without our express prior written permission, may use or refer to any tax advice in this communication in promoting, marketing, or recommending an investment plan, entity, or other arrangement(s) to any other party.

Privacy Policy

Personal Information

As an Arise client, your personal non-public information is treated with the utmost care and confidentiality. Any discarded personal information is destroyed to protect your identity and to keep your privacy. Information that may be collected to establish a relationship with Arise may include but is not limited to:

  • Name and address, including email address
  • Social Security or taxpayer identification number
  • Assets
  • Account balance
  • Investment activity

Personal non-public information will be stored in a secured area with monitored alarm systems. Use of any electronic information is stored on firewall secured dedicated servers. This information is only made available to Arise employees and authorized third party partners. We require third party partners having access to your non-public personal information to treat it with the same high degree of confidentiality maintained by Arise.

Disclosures

Arise Wealth Management, LLC is a Registered Investment Advisor Firm.  Our business consists primarily of providing investment advice to individuals and families.

Arise CPA Services, LLC is a Certified Public Accounting Firm.  Our business consists primarily of providing accounting and tax advice to individuals, families, and businesses.

Registered Investment Advisor Information: Arise Wealth Management, LLC is an investment advisor registered in the Kansas and Missouri.  A copy of our ADV-II Firm Brochure (the SEC disclosure document) is available upon request. This document describes our firm, our strategies, techniques, fees, and backgrounds. Securities in managed accounts are held at various brokers.  Securities and checks should be sent directly to these firms. Please contact Arise Wealth Management LLC at 1-913-647-7979 for issues or help.